SEAR: practical tips and tools for compliance
Event Details
Free
Date and Time
Wed, 6 November 2024
12:00 - 13:00
Location
Your event Zoom link is available via IOB Learn, but will also be emailed to you before 11am on the morning of your event.
Event Details
Free
Date and Time
Wed, 6 November 2024
12:00 - 13:00
Location
Your event Zoom link is available via IOB Learn, but will also be emailed to you before 11am on the morning of your event.
Brought to you by the FSU, join IOB and Tracy Tookey (Tracy Tookey Consulting Limited), for an update on the Senior Executive Accountability Regime (SEAR).
Tracy will focus on the practical application of the legislation to individuals and firms in scope, the changes that financial services professionals need to be aware of and the steps firms need to take to secure compliance .
There is 1 CPD hour available for the following designations:
APA- Life Assurance, Pensions, Savings and Investments, Personal General Insurance, Private Medical Insurance, Housing Loans, Consumer Credit, Debt Management
QFA-Life Assurance, Pensions, Savings and Investments, Personal General Insurance, Private Medical Insurance, Housing Loans, Consumer Credit, Debt Management
Registered Stockbroker- Life Assurance, Pensions, Savings and Investments, Personal General Insurance, Private Medical Insurance, Housing Loans, Consumer Credit, Debt Management
LCI
Prefessional Banker
Chartered Banker
Certified Bank Director
Certified Investment Fund Director
Fellow of Compliance Institute (Ethics)
Fellow of Compliance Institute (Compliance)
Certified Ethics and Culture Advisor
Certified Fintech Risk & Compliance Professional
Wealth Management Professional
Retirement Planning Professional
Certified Sustainable Finance Compliance Professional
MCI
Accredited Funds Professional
Tracy Tookey
For over 25 years, Tracy has performed a variety of roles at senior, group and board level in the financial & corporate services sectors (including: PCFs 12, 13 and 14; MLRO, AMLCO) as well as advising and supporting organisations in the public and not for profit sectors on a wide range of GRC SME areas and regulatory regimes (including: Ireland, UK, Bermuda, Cayman Islands, Luxembourg).
Tracy now runs her own consultancy business which provides advisory & support services, director & officer appointments and training to a range of clients and sectors, educational establishments, and professional bodies.
