A Better Approach to Avoiding Misconduct - Programme taster
Event Details
Free
Date and Time
Thu, 31 August 2023
13:00 - 13:45
Location
Online via Zoom- Zoom link will only be available on IOB Learn
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Event Details
Free
Date and Time
Thu, 31 August 2023
13:00 - 13:45
Location
Online via Zoom- Zoom link will only be available on IOB Learn
From your desktop
Login to IOB Learn
Click on Home at the top of the page
Scroll down to Quick Links
Under Quick Links click on Events/My Events
Click on My Upcoming Events
Click on your Event card
Click on Open Content to bring you to Zoom
From IOB Learn App
Click on the middle icon at the bottom of the screen (looks like a compass dial)
Scroll down to Content Channels, under this is 'Events', click on 'Events'
Scroll down to 'My Upcoming Events'
Click on the event then click on the Live Event Card to access the Zoom call
< Go to all events
Register
Dr. Wieke Scholten, associate faculty for the Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services, will join us to discuss a better approach to avoiding misconduct and how the traditional approach cannot by itself protect organisations. In this programme taster event, we'll discuss how the diploma can enhance your career and provide the knowledge and tools to lead and embed effective cultures in organisations.
Registration for this event will close at midnight the night prior to the event or when it reaches capacity.
There is 0.5 CPD hour available for the following designations in the area of Ethics:
-APA (Ethics)
-QFA (Ethics)
-RS CPD Member (Ethics)
-Professional Banker (Ethics)
-Chartered Banker (Ethics)
-Certified Bank Director (Ethics)
-Certified Investment Fund Director (Ethics)
-Personal Insolvency Practitioner (Ethics)
-Wealth Management Professional (Ethics)
-Retirement Planning Professional (Ethics)
-MCI Board Member or Equivalent (Ethics)
-CECA (Ethics)
-FCI (Ethics)
-CFRCP (Ethics)
-CDPO (Ethics)
Dr. Wieke Sholten
Dr. Wieke Scholten is owner of BR Insights and a behavioural risk specialist
Wieke Scholten is owner of BR Insights and a behavioural risk specialist Wieke is an Organizational and social psychologist with 20 years of experience in behavioural analysis in organizations, of which 12 years in financial services. Wieke has a PhD in social psychology: her research focused on preventing unethical behaviour (integrity or conduct issues) by revealing team climate perspectives in trading and sales businesses. She is also currently a lecturer at IOB on executive program Leading Cultural Change and Ethical Behaviour and the Certified Banking Director program. Wieke is former Senior Supervisor of Behaviour & Culture at DNB – the Dutch Central Bank and prudential regulator: she was one of the first psychologists hired by the Central Bank after the 2008 financial crisis to build this supervisory expertise. Also, Former Head of Behavioural Risk at NatWest group (London based) where she created a dedicated team within the Internal Audit function to conduct independent deep dive reviews across the Group to identify behavioural risk. She is also former Lead Partner of Behavioural Risk at &samhoud consultancy, a Dutch boutique consultancy with a global coverage, specialized in organizational change. Author of various publications such as: • A Better Approach to Avoiding Misconduct (2022), Harvard Business Review Magazine. • Banking on Team Ethics: a team climate perspective of root causes of misconduct in financial services (2018). • Bad Apples or Corrupting Barrels: Preventing Traders’ Misconduct (2016), Journal of Financial Regulation & Compliance.
Michael Kavanagh
CEO of the Compliance Institute
Michael is CEO of the Compliance Institute. As CEO, Michael is responsible for providing leadership and direction to the organisation as well as managing its overall operations.
Michael is a Board member and Chair of the audit committee of Carmichael, vice chair of the Sport Ireland/FAI Governance Oversight Group, a council member and Chair of the Education Committee of CPA Ireland, a member of the CRSC Consultative Working Group for ESMA, and a member of the Irish committee of the Institute of Chartered Accountants England and Wales.
