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I know, let’s sign upI have an account, let me sign in firstThe market leading short course leading to the industry recognised Regulatory Reporting Professional designation. Gain the practical skills from leading pratictioners in the mechanics of regulatory reporting.
6 day short course online
See Modules for more information
Provisional dates
Day 1 - (23 Nov) Regulatory Reporting Environment
Day 2 - (30 Nov) CoRep & Related Returns
Day 3 - (7 Dec) Statistical Reporting
Day 4 - (20 March) Liquidity Returns
Day 5 - (21 March) FinRep Return
Day 6 - (5 April) Other Regulatory Returns
This course qualifies for IFS Skillnet funding. Find out more
Funding it subject to availability’
The Regulatory Reporting in ROI training course and professional designation of Regulatory Reporting Professional (RRP) is designed to provide you with core knowledge with respect to the risks within the banking sector that the regulators are monitoring via the regulatory returns.
The course comprises of six one-day practical modules with each module examining the main characteristics of each principal risk area, the key regulations which are in force and the applicable reporting requirements.
Participants will gain new, practical skills associated with the mechanics of regulatory reporting, and be able to apply them immediately.
At the end of the course you will be able to:
Articulate the main areas of risks in banking that regulation seeks to mitigate
Explain the regulatory rationale underpinning the reporting requirements associated with the risks in banking
Explain the main regulatory reporting compliance requirements, including Capital Requirements Regulation (CRR) reporting requirements
Describe the mechanics of regulatory reporting
Explain the interrelatedness of the regulatory requirements and how they relate to the overall financial condition of a bank.
The course is delivered on a part-time basis and for each module, lectures will take place online, live, using Zoom.
An assessment is attached to each module to ensure that the learning outcomes associated with the module have been achieved.
The assessment will take the form of a learning journal recorded by course participants during and on completion of each module.
A learning journal is a reflective log that records a participant’s learning experience of a particular topic/module. It allows participants to reflect on how their study and learning has developed during each module, what they are learning and the relevance or application of this learning to their own experiences in a work setting.
The content of the learning journal will be unique to each participant and will reflect their experiences during the class and their own interpretation of the material provided.
The learning journal will be evaluated and graded by the Programme Director to assess the participant’s knowledge, synthesis, analysis and development.
Regulatory Reporting in ROI
IOB fee €1,500
IFS Skillnet funded member fee €1,125* Find out more
Thursday 21 November
*Funding it subject to availability’
The course comprises of six one-day practical masterclasses with each module examining the main characteristics of each principal risk area, the key regulations which are in force and the applicable reporting requirements.
Select a module for more information:
Regulation and Regulators
•Source of Regulations and Guidelines
• Role of Various Regulators, Supervisors & Bodies
• Types of Supervised entities
• Significant Institutions vs less Significant Institutions
• Options/Discretions & Waivers Regulatory vs Statutory Groups
Statutory Group vs Regulatory Group
• Regulatory groups v statutory groups
•Group, Solo & Solo Consolidated concepts
Regulatory Returns and Relevant Regulation
• Overview of Regulatory returns (Statistical, Supervisory, Local etc.)
• Relevant reporting regulation & guidelines (reporting ITS/Annexes/Q&As/Notes on Compilation etc.)
• Taxonomies & Validations
• Submission Process (ONR/XBRL)
• Cross Return Alignment
• Governance requirements
Assurance, Oversight and Inspections
• Internal Governance & Assurance
• ECB Supervisory Reporting Data Quality framework & SREP
• Inspections and Audit
CoRep Regulatory Capital Concepts
• Need for Capital
• Capital Instruments & Tiers
• Regulatory Capital calculations
• Capital Ratios Fully Loaded Vs Transitional
• Capital Requirements & Buffers
Risk Weighted Assets (RWA) Concepts Credit Risk
• Standardised approach to credit risk measurement - Exposure class assignment - Calculation methodology - Permission to use standardized approach
• Internal ratings-based (IRB) approach to credit risk measurement - Exposure class assignment and Exposure at Default (EAD) - Calculation methodology (Foundation and Advanced) - IRB Models - Probability of Default (PD) and Loss Given Default (LGD)
•Constraints on using IRB approach
• Counterparty credit risk
• Credit valuation adjustment (CVA)
• Securitisations
Market Risk
• Trading Book vs Banking Book
• Sources of Market Risk
• Standardised approach to market risk measurement
• Other approaches
Operational Risk
• Loss events
• The Standardised approach to Operational Risk measurement
CoRep Templates
• Walkthrough relevant CoRep reporting templates
CoRep (Immovable Property (IP) Losses)
• Purpose of template
• Definition of loss
• Calculations, time period and loss allocation
• Walkthrough IP Losses template
CoRep (Leverage Ratio)
• Purpose of Leverage Ratio
• Minimum requirements
• Leverage Exposure Value - Difference to FinRep/CoRep exposures
• Alternative measures
• Walkthrough relevant leverage ratio templates
Large Exposures Return
• Large Exposure Concepts
• Concentration Risk
• Thresholds and definitions
• Groups of Connected Clients (& guidelines)
• Exemptions
• Calculations and Credit Risk mitigation
Large Exposure Reporting Templates
• Walkthrough relevant reporting templates
Statistical Reports
• Purpose and use of statistical reports
• Important classifications & dimensions
• Type of information reported
• Overview of suite of reports
Walkthrough (at a Summarised Level) the following returns
• Resident Offices Returns (RS2 / RV2 / RC2)
• Interest Rate Return (MR1)
• Analysis of Lending and Deposits Return (SQ2)
• Maturity and Sectoral return (MTS)
• Survey of Credit Institutions Return (CRS2)
• Credit Debit Card Returns (CDR)
Overview of other statistical reports
• Financial Vehicle Corporations
• Special Purpose Vehicle
• Other operational returns
Liquidity Concepts
•Liquidity – why does it matter?
• High Quality Liquid Assets (HQLAs)
• Inflows/Outflows Products and Factors
• Maturity Profiles/Time periods
• Liquidity Ratios
• Concentration of Funding
Liquidity Coverage Ratio Return (LCR) LCR Concepts and templates
• Purpose of the Liquid Coverage Ratio
• Time Periods for LCR
• High quality liquid assets for LCR
• Inflow & outflow products and factors
• Minimum ratio requirements
• Walkthrough LCR reporting templates
Net Stable Funding Ratio Return (NSFR) NSFR concepts and templates
• Purpose of NSFR
• Time Periods for NSFR
• Available and Required stable funding
• Minimum ratio requirement
• Walkthrough NSFR reporting templates
Additional Liquidity Monitoring Metrics (ALMM)
• ALMM concepts and templates
• Purpose of ALMM return
• Additional information (Products, concentrations, maturity)
• Repricing and rollover risk
• Connected clients
• Walkthrough ALMM reporting template
Asset Encumbrance concepts and templates
• Purpose of asset encumbrance return
• Encumbered and Unencumbered Assets Overview
• Maturity Data
• Contingent Encumbrance
• Covered Bonds/Asset Backed Securities
• Walkthrough reporting templates
FinRep Returns
•Purpose of FinRep Returns
• FinRep granularity vs Annual Report
• Link to other returns
Walkthrough (at a Summarised Level) FinRep Reporting Templates
• Balance sheet by assets, liabilities & equity
• Income statement
• Comprehensive Income
• Detailed breakdown of financial assets & liabilities by accounting portfolio
• Lending
• Off balance sheet activities
• Geographical breakdowns
• Non-performing exposures
• Related parties
• Frequency of collection varies by template
• Entry Exit Criteria for threshold templates
Pillar 2 & SREP
• Recap on 3 Basel pillars
• Overview of SREP process
• Pillar 2 requirements
Pillar 3
• Purpose of Disclosures
• Regulation & Guidance
• Core Disclosure Areas
Funding Plans
• Purpose of the return
• Alignment to FINREP
• Walkthrough reporting templates
QSFR
• History of the return
• General requirements
• Walkthrough reporting templates
Benchmarking
• Purpose of Return
• High Default and Low Default Portfolio Information
• Model Information
RPL (Related Party Lending)
• Purpose of RPL return
• Definitions of “related” and connected parties
• Approval process
• Limits and monitoring
SRB and MREL
• Purpose of the Single Resolution Board (SRB)
• Single Resolution Fund
• MREL
• Other SRB reporting
Ana Credit
• Scope
• Core content
• Link to other returns
On successful completion of this course, participants will be invited to apply for the professional designation, Regulatory Reporting Professional (RRP), from IOB. The designation is maintained through completion and return of annual CPD hours.
You must be a current member of IOB, or become a member, to undertake this course.
Regulatory Reporting in ROI
This course has IFS Skillnet funding available for certain companies. You should check if your company has IFS Skillnet approval.
Please note funding available for modules running up until end of 2024 only, a new application will be required for modules running in 2025 if funding is available.
The availabilty of funding for modules in future trimesters will be confirmed in advance of their commencement.
Regulatory Reporting in ROI IFS Skillnet Form
Note: Students without IFS Skillnet funding should enrol using the Enrol now button above.
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